Securities Regulation

This universally acknowledged work is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, definitively clarifies such questions as:

• When does a note fall within the definition of a "security?"

• How have the courts altered the express civil liability provisions of the federal securities laws?

• Can the SEC impose additional ten-day suspensions on trading without notice?

• Does scienter include reckless as well as intentional conduct?

• And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn.

Now beginning its Sixth Edition, and kept current through regular supplementation, this treatise keeps pace with the ever-increasing volume of litigation by including comprehensive examination of recent developments and court cases. The Sixth Edition revision of this multi-volume set has thus far included revised Volumes I and II (and Vol. XI - the end matter Volume). Future new volumes will continue to incorporate, update, and replace existing Fifth Edition volumes of the set.

And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of:

• Executive Compensation and Related Person Disclosure Rules
• E-Proxy Rules
• The Dodd-Frank 
• Internet securities trading
• Margin accounts
• The SEC's safe harbor initiatives
• Crowdfunding
• Regulation FD and selective disclosure of material non-public information
• SEC amendments to the tender offer, proxy and merger rules
• Arbitrability of securities disputes
• And much more

Note: Online subscriptions are for three-month periods.